Our Solution

Quantum provides consultancy services to help the Firms comply with various Regulatory requirements including Money laundering regulations. Our services include

This includes:

• Project Planning
• Standardise the compliance across the AML/KYC process to ensure their procedure is in line with the regulatory guidelines to avoid negative audits and penalties (draft AML policies and procedures, Compliance manuals, Standard Operating guidelines etc).
• Suggest way forward i.e., process redesign – maps, process/compliance manuals and Control framework etc.
• Conduct a Firm wide Risk assessment and determine risk rating to establish the review periods as per various due diligence standards.
• Deploy an end-to-end KYC solution that encapsulates the entire scope of the firms’ AML requirements.
• A team of In – house experts will complete the Transaction Monitoring and Account Activity review to identify any suspicious behaviour of the Clients and raise a Suspicious Activity Report.
• Comply with the training requirements with periodic refreshers
• Ongoing services such as Resource allocation for periodic reviews, Training/Refreshers, Monitoring the Firm’s Control framework etc.

We conduct Anti Financial crime and Risk Review consulting services for Banks, NBFCs, Insurance Companies, Investment Companies, Wealth Management Firms, Trading firms, Fintech companies, Accountancy firms, Law firms, Estate agencies etc for various requirements in AML (Anti Money Laundering), KYC (Know Your Client), CTF (Counter-Terrorist Financing), Risk review and Risk classification.